PTA-PVR: BAWAG Group AG: Release according to article 135 section 2 BörseG

9/29, 10:00 PM (Source: pressetext)
Vienna (pta033/29.09.2021/22:00) - Release of Announcement according to article 135 section 2 BörseG

Holding announcement according to article 135 section 2 BörseG (ESMA 2015/1597)

Vienna (pta033/29.09.2021/22:00) - Release of Announcement according to article 135 section 2 BörseG

Notification of Major Holdings

1. Issuer:
BAWAG Group AG, Wiedner Gürtel 11, 1100 Wien, Austria

2. Reason for notification:
Acquisition / disposal of shares with voting rights

3. Details of person subject to the notification obligation
Name: Steven A. Tananbaum

4. Names of shareholder(s) holding directly 3% or more voting rights, if different from 3
GoldenTree HoldCo Lux 1 S.à.r.l.
GoldenTree HoldCo Lux 2 S.à.r.l.
GoldenTree HoldCo Lux 3 S.à.r.l.
GoldenTree Asset Management Dutch BV
GN3 SIP LP

5. Date on which threshold was crossed or reached
28.09.2021

6. Total positions

% of voting rights attached to shares (total of 7.a.) % of voting rights through instruments (total of 7.b.1 + 7.b.2) total of both in % (7.a. + 7.b.) total number of voting rights of issuer
Resulting situation on the date on which threshold was crossed / reached 12.06 0.00 12.06 89,142,237
Position of previous notification 21.82 0.0 21.82

7. Notified details of the resulting situation

7.a. Voting rights attached to shares

ISIN code absolute direct (Sec 130 BörseG 2018) absolute indirect (Sec 133 BörseG 2018) in % direct (Sec 130 BörseG 2018) in % indirect (Sec 133 BörseG 2018)
AT0000BAWAG2 0 10,753,214 0.00 12.06
Total: 10,753,214 12.06

7.b.1. Financial / Other Instruments pursuant to Sec. 131 para. 1 No. 1 BörseG 2018

Type of instrument Expiration Date Exercise Period Voting Rights Absolute Voting Rights in %
Total:

7.b.2 Financial / Other Instruments pursuant to Sec. 131 para. 1 No. 2 BörseG 2018

Type of instrument Expiration Date Exercise Period Physical /Cash Settlement Voting Rights Absolute Voting Rights in %
Total:

8. Information in relation to the person subject to the notification obligation

Full chain of controlled undertakings through which the voting rights and/or the financial/other instruments are effectively held starting with the ultimate controlling natural person or legal entity.

No. Name Directly controlled by No. Shares held directly (%) Financial/other instruments held directly (%) Total of both (%)
1 Steven A. Tananbaum
2 GoldenTree Asset Management LLC 1
3 GoldenTree Asset Management LP 2
4 High Yield and Bank Loan Series Trust 3
5 San Bernardino County Employees Retirement Association 3
6 City of New York Group Trust 3
7 GT NM, L.P. 3
8 GoldenTree Partners, II, L.P. 3
9 GoldenTree Offshore Intermediate Fund, L.P 3
10 GoldenTree Partners (100), L.P. 3
11 GoldenTree Insurance Fund Series Interests of the SALI Multi-Series Fund, L.P. 3
12 GTAM TS Investment LLC 3
13 GoldenTree Select Partners, L.P 3
14 GoldenTree Select Offshore Intermediate Funds, L.P. 3
15 GoldenTree Distressed Master Fund III Ltd. 3
16 GoldenTree Distressed Onshore Master Fund III LP 3
17 GT G Distressed Fund 2020 LP 3
18 Ginkgo Tree, LLC 3
19 GT Credit Fund LP 3
20 GoldenTree Multi Sector-C LP 3
21 GoldenTree Partners LP 3
22 Louisiana State Employees Retirement System 3
23 Crown Managed Accounts SPC Crown/GT Segregated Portfolio 3
24 MA Multi-Sector Opportunistic Fund, LP 3
25 Guadalupe Fund 3
26 GoldenTree V1 Master Fund, L.P. 3
27 GoldenTree Credit Opportunities Master Fund Ltd. 3
28 Golden Tree Asset Management Lux LLC (Delaware) 3
29 Golden Tree Asset Management Lux II S.à.r.l. 28
30 Golden Tree Asset Management Lux S.à.r.l. 29
31 GoldenTree Insurance Fund Series Interests of the SALI Multi-Series Fund 3
32 GoldenTree ParentCo 3 S.à.r.l. 3,13,14,18,21,31
33 GoldenTree ParentCo 2 S.à.r.l. 3,9,13,14,18,26
34 GoldenTree Distressed Debt Fund. LP 3
35 GoldenTree ParentCo 1 S.à.r.l. 3,4,5,6,7,8,9,10,11,12,13,14,15,16,17,18,19,20,21,22,23,24,25,26,34
36 GN3 SIP LP 3 1.10 1.10
37 GoldenTree Asset Management Dutch BV 30 6.86 6.86
38 GoldenTree HoldCo Lux 3 S.à.r.l. 32 1.45 1.45
39 GoldenTree HoldCo Lux 2 S.à.r.l. 33 1.83 1.83
40 GoldenTree HoldCo Lux 1 S.à.r.l. 35 0.82 0.82

9. In case of proxy voting

Date of general meeting: N/A

10. Additional Information

(end)

emitter: BAWAG Group AG
address: Wiedner Gürtel 11, 1100 Wien
country: Austria
contact person: BAWAG Group Investor Relations
phone: +43 (0)59905-34444
e-mail: investor.relations@bawaggroup.com
website: www.bawaggroup.com

ISIN(s): AT0000BAWAG2 (share)
stock exchanges: official trade in Vienna

[ source: http://www.pressetext.com/news/20210929033 ]