PTA-PVR: BAWAG Group AG: Release according to article 135 section 2 BörseG
BAWAG GR.+1.12%
Holding announcement according to article 135 section 2 BörseG (ESMA 2015/1597)
Vienna (pta012/03.01.2022/18:00) - Release of Announcement according to article 135 section 2 BörseG
Notification of Major Holdings
1. Issuer:
BAWAG Group AG, Wiedner Gürtel 11, 1100 Wien, Austria
2. Reason for notification:
Acquisition / disposal of shares with voting rights
3. Details of person subject to the notification obligation
Name: Wellington Management Group LLP
City and country of registered office: Boston, USA - United States
4. Names of shareholder(s) holding directly 3% or more voting rights, if different from 3
5. Date on which threshold was crossed or reached
29.12.2021
6. Total positions
| % of voting rights attached to shares (total of 7.a.) | % of voting rights through instruments (total of 7.b.1 + 7.b.2) | total of both in % (7.a. + 7.b.) | total number of voting rights of issuer | |
| Resulting situation on the date on which threshold was crossed / reached | 5.07 | 0.02 | 5.09 | 89,142,237 |
| Position of previous notification | 4.75 | 0.02 | 4.77 |
7. Notified details of the resulting situation
7.a. Voting rights attached to shares
| ISIN code | absolute direct (Sec 130 BörseG 2018) | absolute indirect (Sec 133 BörseG 2018) | in % direct (Sec 130 BörseG 2018) | in % indirect (Sec 133 BörseG 2018) |
| AT0000BAWAG2 | 0 | 4,522,145 | 0.00 | 5.07 |
| Total: | 4,522,145 | 5.07 |
7.b.1. Financial / Other Instruments pursuant to Sec. 131 para. 1 No. 1 BörseG 2018
| Type of instrument | Expiration Date | Exercise Period | Voting Rights Absolute | Voting Rights in % |
| Total: |
7.b.2 Financial / Other Instruments pursuant to Sec. 131 para. 1 No. 2 BörseG 2018
| Type of instrument | Expiration Date | Exercise Period | Physical /Cash Settlement | Voting Rights Absolute | Voting Rights in % |
| Total Return Swap | 22/05/2023 | N/A | Cash | 16,100 | 0.02 |
| Total: | 16,100 | 0.02 |
8. Information in relation to the person subject to the notification obligation
Full chain of controlled undertakings through which the voting rights and/or the financial/other instruments are effectively held starting with the ultimate controlling natural person or legal entity.
| No. | Name | Directly controlled by No. | Shares held directly (%) | Financial/other instruments held directly (%) | Total of both (%) |
| 1 | Wellington Management Group LLP | ||||
| 2 | Wellington Group Holdings LLP | 1 | |||
| 3 | Wellington Investment Advisors Holdings LLP | 2 | |||
| 4 | Wellington Management Global Holdings, Ltd. | 3 | |||
| 5 | Wellington Management International Limited | 4 | 0.78 | 0.02 | 0.80 |
| 6 | Wellington Management Japan Pte Ltd | 4 | 0.05 | 0.05 | |
| 7 | Wellington Management Company LLP | 3 | 4.24 | 4.24 |
9. In case of proxy voting
Date of general meeting: N/A
10. Additional Information
(end)
emitter: BAWAG Group AG
address: Wiedner Gürtel 11, 1100 Wien
country: Austria
contact person: BAWAG Group Investor Relations
phone: +43 (0)59905-34444
e-mail: investor.relations@bawaggroup.com
website: www.bawaggroup.com
ISIN(s): AT0000BAWAG2 (share)
stock exchanges: official trade in Vienna