PTA-PVR: DO & CO Aktiengesellschaft: Release according to article 135 section 2 BörseG
Do & Co+0.56%
Holding announcement according to article 135 section 2 BörseG (ESMA 2015/1597)
Vienna (pta032/07.02.2023/22:50) - Release of Announcement according to article 135 section 2 BörseG
Notification of Major Holdings
1. Issuer:
DO & CO Aktiengesellschaft, Stephansplatz 12, 1010 Wien, Austria
2. Reason for notification:
Acquisition / disposal of shares with voting rights
3. Details of person subject to the notification obligation
Name: Bank of America Corporation
City and country of registered office: Wilmington, DE, United States of America (USA)
4. Names of shareholder(s) holding directly 3% or more voting rights, if different from 3
5. Date on which threshold was crossed or reached
03.02.2023
6. Total positions
| % of voting rights attached to shares (total of 7.a.) | % of voting rights through instruments (total of 7.b.1 + 7.b.2) | total of both in % (7.a. + 7.b.) | total number of voting rights of issuer | |
| Resulting situation on the date on which threshold was crossed / reached | 0.63 | 3.56 | 4.19 | 9,744,000 |
| Position of previous notification | 0.38 | 3.54 | 3.92 |
7. Notified details of the resulting situation
7.a. Voting rights attached to shares
| ISIN code | absolute direct (Sec 130 BörseG 2018) | absolute indirect (Sec 133 BörseG 2018) | in % direct (Sec 130 BörseG 2018) | in % indirect (Sec 133 BörseG 2018) |
| AT0000818802 | 0 | 61,496 | 0.00 | 0.63 |
| Total: | 61,496 | 0.63 |
7.b.1. Financial / Other Instruments pursuant to Sec. 131 para. 1 No. 1 BörseG 2018
| Type of instrument | Expiration Date | Exercise Period | Voting Rights Absolute | Voting Rights in % |
| Securities Lent | n.a. | n.a. | 206,727 | 2.12 |
| Common Stock | n.a. | n.a. | 13,714 | 0.14 |
| Convertible Bond | 28.01.2026 | n.a. | 102,939 | 1.06 |
| Total: | 323,380 | 3.32 |
7.b.2 Financial / Other Instruments pursuant to Sec. 131 para. 1 No. 2 BörseG 2018
| Type of instrument | Expiration Date | Exercise Period | Physical /Cash Settlement | Voting Rights Absolute | Voting Rights in % |
| Total Return Swap | 31.10.2023 | n.a. | Cash | 4,143 | 0.04 |
| Total Return Swap | 13.06.2023 | n.a. | Cash | 4 | 0.00 |
| Total Return Swap | 31.07.2023 | n.a. | Cash | 2,152 | 0.02 |
| Total Return Swap | 31.10.2023 | n.a. | Cash | 6,830 | 0.07 |
| Total Return Swap | 30.11.2023 | n.a. | Cash | 3,657 | 0.04 |
| Total Return Swap | 31.07.2024 | n.a. | Cash | 5,557 | 0.06 |
| Total Return Swap | 31.08.2023 | n.a. | Cash | 1,211 | 0.01 |
| Total: | 23,554 | 0.24 |
8. Information in relation to the person subject to the notification obligation
Full chain of controlled undertakings through which the voting rights and/or the financial/other instruments are effectively held starting with the ultimate controlling natural person or legal entity.
| No. | Name | Directly controlled by No. | Shares held directly (%) | Financial/other instruments held directly (%) | Total of both (%) |
| 1 | Bank of America Corporation | ||||
| 2 | NB Holdings Corporation | 1 | |||
| 3 | BofAML Jersey Holdings Limited | 2 | |||
| 4 | BofAML EMEA Holdings 2 Limited | 3 | |||
| 5 | ML UK Capital Holdings Limited | 4 | |||
| 6 | Merrill Lynch International | 5 | |||
| 7 | BAC North America Holding Company | 2 | |||
| 8 | Bank of America, National Association | 7 | |||
| 9 | BofA Securities Inc. | 2 | |||
| 10 | Merrill Lynch Professional Clearing Corp | 9 |
9. In case of proxy voting
Date of general meeting: N/A
10. Additional Information
(end)
emitter: DO & CO Aktiengesellschaft
address: Stephansplatz 12, 1010 Wien
country: Austria
contact person: Mag. Bettina Höfinger
phone: +43 664 80 777 1157
e-mail: bettina.hoefinger@doco.com
website: www.doco.com
ISIN(s): AT0000818802 (share)
stock exchanges: official trade in Vienna; open market (free market) in Frankfurt, free market in Stuttgart, free market in Munich, free market in Dusseldorf; open market in Berlin, Tradegate
other stock exchanges: London, Istanbul